Bank Inspection Checklist
Bank Inspection Checklist
General Items
- Conduct staff interviews for insight
- Review customer complaints and resolutions
- Evaluate IT systems and cybersecurity measures
Pre-Inspection Preparation
- Review regulatory requirements
- Gather previous inspection reports
- Compile financial statements
- Prepare a list of key personnel to meet
On-Site Inspection
- Verify bank's physical security measures
- Assess compliance with KYC regulations
- Inspect loan documentation and underwriting processes
- Evaluate risk management policies
- Review internal controls and audit processes
Financial Assessment
- Examine asset quality and loan portfolio
- Review capital adequacy ratios
- Analyze liquidity position
- Check profit and loss statements
Compliance Review
- Ensure adherence to anti-money laundering laws
- Verify consumer protection regulations compliance
- Check adherence to reporting requirements
Post-Inspection Actions
- Prepare inspection report with findings
- Schedule follow-up meetings with bank management
- Discuss areas of improvement and action plans
Generated from Panda Checklist
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