AICPA Checklist
AICPA Checklist
General Items
- Conduct internal quality control reviews
- Implement risk management strategies
- Maintain client confidentiality and data security
- Utilize AICPA resources and tools for members
General Compliance Requirements
- Ensure adherence to AICPA Code of Professional Conduct
- Review independence requirements for audit engagements
- Maintain proper documentation for all services provided
- Complete necessary continuing professional education (CPE) hours
- Stay updated on AICPA standards and guidance
Audit Engagements
- Obtain engagement letter from the client
- Assess risk of material misstatement
- Perform analytical procedures during planning
- Test internal controls as applicable
- Ensure proper evaluation of audit evidence
Tax Services
- Confirm client information is accurate and complete
- Review tax law updates for compliance
- Prepare tax returns in accordance with IRS regulations
- Document tax positions taken on returns
- Advise clients on tax planning strategies
Financial Statement Preparation
- Ensure financial statements comply with GAAP or other applicable frameworks
- Review accounting policies for consistency
- Verify all disclosures are complete and accurate
- Prepare workpapers for each financial statement line item
- Obtain client approval of financial statements
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